SEC 8-K News



Fortress Credit Realty Income Trust reported the net asset value (NAV) per share for each class of common shares as of October 31, 2024. The NAV per share for Class B is $20.0622, Class I is $20.0728, and Class E is $20.0738. The detailed calculation of NAV and its major components were provided. The total NAV is $125,724 in thousands, and the number of outstanding shares is 6,266 in thousands. The breakdown by class and total NAV was presented, with specific amounts attributed to each class.

  • Names: Avraham Dreyfuss (Chief Financial Officer)
  • Address: 1345 Avenue of the Americas, New York, NY 10105
  • Telephone: (212) 798-6100

The New America High Income Fund Inc. has announced that its stockholders have approved a proposal for the Fund to reorganize into the T. Rowe Price High Yield Fund, a separate series within the T. Rowe Price High Yield Fund, Inc. Additionally, stockholders have elected Joseph L. Bower, Stuart A. McFarland, Marguerite A. Piret, Luis M. Viceira, and Ellen E. Terry. This information was disclosed in a press release issued by the Fund on November 20, 2024.

Names listed for clarity: - The New America High Income Fund Inc. - T. Rowe Price High Yield Fund, Inc. - Joseph L. Bower - Stuart A. McFarland - Marguerite A. Piret - Luis M. Viceira - Ellen E. Terry

Integrated Ventures, Inc. has approved their 2024 Equity and Incentive Plan on November 19, 2024. This plan authorizes the issuance of 1,000,000 shares of Common Stock for equity awards. These awards are intended as compensation to help motivate, attract, and retain employees, while aligning their interests with stockholder value. The CEO will administer these awards, which include stock options, stock appreciation rights, restricted stock, and performance awards. The plan restricts transfer and disposal of awards, with only the award recipients permitted to exercise them during their lifetime.

Names mentioned: - Integrated Ventures, Inc. - Steve Rubakh (Chief Executive Officer)

ZETA GLOBAL HOLDINGS CORP. has issued press releases on November 20, 2024, the content of which is included in the company's public disclosures as Exhibits 99.1 and 99.2. However, this information is not to be considered legally "filed" for liability purposes or incorporated into financial statements or registration documents, except as explicitly referenced in such filings.

Names mentioned: ZETA GLOBAL HOLDINGS CORP., The New York Stock Exchange, Christopher Greiner.

VGTel, Inc. reports a change of control with ownership of the Series A Preferred Stock transferring from Alfredo Papadakis to Ken Williams, effective October 22, 2024. Alfredo Papadakis resigned as the sole Director and officer, following which Ken Williams was appointed as the new sole Director, and also assumed the roles of President, Secretary, and CFO for the company. The corporate office address is 10789 W Twain Ave., Suite 200, Las Vegas, Nevada 89135, and the company's telephone number is 310-228-8897.

  • VGTel, Inc.
  • Alfredo Papadakis
  • Ken Williams

Wingstop Inc. has entered into an agreement with Morgan Stanley & Co. LLC and Barclays Capital Inc. to issue and sell $500 million worth of fixed-rate senior secured notes in a privately placed securitization transaction. The notes have a 5.858% interest rate, with quarterly interest payments and an anticipated repayment date in December 2031, though they legally mature in December 2054. The agreement includes indemnity provisions for the initial purchasers against certain liabilities under the Securities Act of 1933. The pending transaction is expected to close on December 3, 2024, subject to closing conditions. The notes are not registered under the Securities Act and will not be offered in the U.S. without registration or an exemption.

*Wingstop Inc. *Morgan Stanley & Co. LLC *Barclays Capital Inc.

Sachem Capital Corp. announced that as of November 18, 2024, it has ended its relationship with Hoberman & Lesser CPA's, LLP as its independent registered public accounting firm. The company has engaged Baker Tilly US, LLP in place of Hoberman. During Hoberman's tenure, reports on the company's financial statements for 2022 and 2023 contained no adverse opinions or disagreements regarding accounting principles, practices, disclosures, or auditing scope that would require reference in their reports. No consultations occurred with Baker Tilly about any accounting or auditing issues that might have affected their opinion on the financial statements.

Companies and Entities Mentioned: - Sachem Capital Corp. - Hoberman & Lesser CPA's, LLP - Baker Tilly US, LLP

Quad/Graphics, Inc. announced that on November 20, 2024, they will host a presentation for investors and analysts in New York City. During this event, Joel Quadracci, Chairman, President, and CEO, along with Anthony Staniak, the CFO, and other management team members, will present to attendees. The presentation materials will be made available online on Quad/Graphics' investor relations page and recordings of the event will also be accessible on the same website.

Names for clarity: - Quad/Graphics, Inc. - Joel Quadracci - Anthony Staniak

Artisan Consumer Goods, Inc. announced that on November 19, 2024, its Board of Directors approved the dismissal of Yusufali & Associates, LLC as its independent registered public accounting firm, effective November 11, 2024. The dismissal followed notification from the Securities and Exchange Commission that the Public Company Accounting Oversight Board has revoked Yusufali & Associates' registration. In the company's recent financial statements for the fiscal years ending June 30, 2024 and 2023, Yusufali & Associates did not issue any adverse opinion or modifications but expressed substantial doubt about the company's ability to continue as a going concern. There were no disagreements or reportable events between the company and Yusufali & Associates during the relevant periods.

Names and Entities Mentioned: - Artisan Consumer Goods, Inc. - Yusufali & Associates, LLC - Board of Directors - Public Company Accounting Oversight Board - Amber Joy Finney (President and Chief Executive Officer)

Barings Capital Investment Corporation has entered into an amended and restated credit agreement, which extends the revolving period and maturity date for their existing senior secured revolving credit facility. The amendment also changes the interest rate charged on borrowings and increases the total commitments available from $625 million to $710 million, reallocating $300 million from revolving commitments to term loan commitments.

Names: - Barings Capital Investment Corporation (BCIC) - ING Capital LLC - Elizabeth A. Murray

Jupiter Neurosciences, Inc. has entered into a material definitive agreement with Puritan Partners LLC to amend several previous agreements, specifically a Securities Purchase Agreement and two Senior Secured Notes, by extending their maturity date from November 15, 2024, to December 11, 2024. The amendments also adjust the timing of interest repayments, with certain interest payments due upon the execution of the Tenth Amendment and others by the new maturity date or, if a Qualified Offering occurs earlier, immediately upon its closing. A Qualified Offering refers to financing that raises at least $8 million for Jupiter Neurosciences, Inc.

  • Jupiter Neurosciences, Inc.
  • Puritan Partners LLC
  • Christer Rosén

Horizon Space Acquisition II Corp. has successfully completed its initial public offering (IPO) on November 18, 2024, issuing 6 million units at $10 each and generating $60 million. These units, consisting of one ordinary share and one right to acquire one-tenth of an ordinary share, were listed on The Nasdaq Stock Market under the symbols HSPTU, HSPT, and HSPTR for units, ordinary shares, and rights, respectively. Concurrent with the IPO, they sold 200,000 private units to their sponsor, Horizon Space Acquisition II Sponsor Corp., for an additional $2 million. The Company has granted the underwriters an option to purchase up to 900,000 additional units to cover over-allotments. James Jiayuan Tong, Qian (Hebe) Xu, and Tianchen Cai joined the board as independent directors, with Tianchen Cai serving as audit committee chair and financial expert. An aggregate of $60 million from the IPO's proceeds was placed into a trust account, with restrictions on its use until specified events occur. The Company also entered into multiple agreements related to the IPO as detailed in the exhibits of the filing.

Names and Entities: - Horizon Space Acquisition II Corp. - Horizon Space Acquisition II Sponsor Corp. - James Jiayuan Tong - Qian (Hebe) Xu - Tianchen Cai - Maxim Group LLC - Vstock Transfer, LLC - Wilmington Trust, N.A.

Alpha Cognition Inc. reported that on November 12, 2024, they entered into an underwriting agreement with Titan Partners Group LLC concerning the sale of their common shares and/or pre-funded warrants. The company completed the offering the following day, issuing common shares for approximately $46.15 million net proceeds, which may reach $52.48 million if underwriters exercise additional purchase options. These funds will support the commercialization of ZUNVEYL in AD, product development, manufacturing activities, and general corporate requirements. Warrants were also issued to the underwriters, exercisable at $7.18 per share beginning on May 8, 2025.

Names and Entities: - Alpha Cognition Inc. - Titan Partners Group LLC - American Capital Partners, LLC - ZUNVEYL - AD (Alzheimer's Disease)

DFP Holdings Limited has entered into a Share Purchase Agreement to acquire 100% of the issued and outstanding shares of DFP Leadership Academy Sdn Bhd, a company incorporated in Malaysia. The purchase price is approximately USD 2,280, which is equivalent to MYR 10,000, with possible adjustments as outlined in the Agreement. This acquisition aims to expand DFP Holdings Limited's market presence in Malaysia and is expected to close by June 30, 2025.

Names Mentioned: - DFP Holdings Limited - DFP Leadership Academy Sdn Bhd - Hsu Shou Hung

Larimar Therapeutics, Inc. has announced that on November 18, 2024, it made a slide presentation available on its website. This presentation is intended to be used in meetings with investors, analysts, and other parties as needed. The presentation document, named "Larimar Therapeutics, Inc. Corporate Presentation, dated November 18, 2024," has been attached as an exhibit to the current report.

Names and Titles: - Larimar Therapeutics, Inc. - Carole S. Ben-Maimon, M.D., President and Chief Executive Officer

iHeartMedia, Inc. has announced the start of exchange offers and consent solicitations concerning iHeartCommunications, Inc.'s outstanding senior secured notes, senior unsecured notes, and term loans. This process began on November 15, 2024, as was previously disclosed. A relevant press release was issued on November 18, 2024, and the details in it are considered part of this summary.

  • Names mentioned: iHeartMedia, Inc., iHeartCommunications, Inc., Scott D. Hamilton.

Goldman Sachs Real Estate Finance Trust Inc has expanded its board of directors to seven members, appointing Gwendolyn Hatten Butler, Trisha Miller, Glenn Rufrano, and Simon M. Turner as new independent directors, effective immediately. The board confirms that these appointments comply with their Corporate Governance Guidelines and New York Stock Exchange listing standards. The directors have no reported transactions with the company that require disclosure. They will participate in newly established audit and affiliate transaction committees, with Turner and Rufrano as chairpersons, respectively.

The company entered into indemnification agreements with the new directors, similar to those with existing directors and executives, pledging to cover expenses related to their duties, within certain limits. These directors have also provided an irrevocable letter of resignation under specified conditions.

Furthermore, the company has introduced an Independent Director Compensation Plan, which compensates directors with an annual retainer of $100,000, and additional retainers for committee chairpersons. Compensation will be paid partly in restricted stock that vests after a year, and the remainder in cash, without additional meeting attendance fees but with reimbursement for reasonable expenses.

Finally, the company has updated its share repurchase plan to redefine the holding period for the Initial Closing stockholders.

Names for clarity: - Goldman Sachs Real Estate Finance Trust Inc - Gwendolyn Hatten Butler - Trisha Miller - Glenn Rufrano - Simon M. Turner - Mallika Sinha

High Roller Technologies, Inc. announced they will be filing their quarterly report for the period ended September 30, 2024, by December 6, 2024. They issued a press release to provide an update regarding the timing of the filing. Additionally, their common stock, with a par value of $0.001 per share, is listed on the NYSE American LLC under the trading symbol ROLR. The company is identified as an emerging growth company.

Names and Entities Mentioned: - High Roller Technologies, Inc. - NYSE American LLC - Ben Clemes (Chief Executive Officer)

Damon Inc. announced the completion of its business merger with Damon Motors Inc. and has received approval for Direct Listing on the Nasdaq Global Market. This information was disclosed in a press release on November 14, 2024. Damon Inc. is currently registered as a British Columbia corporation with its shares traded under the symbol DMN on The Nasdaq Stock Market LLC. The company has also identified as an emerging growth company.

Proper names mentioned: - Damon Inc. - Damon Motors Inc. - Nasdaq Global Market - The Nasdaq Stock Market LLC - Jay Giraud (Chief Executive Officer of Damon Inc.)

Carlyle Credit Income Fund has announced that as of October 31, 2024, their unaudited net asset value per common share was $7.57. The report was authorized by Nelson Joseph, the Principal Financial Officer of the company, and was dated November 14, 2024.

*Carlyle Credit Income Fund *Nelson Joseph

Curtiss-Wright Corporation announced that Paul J. Ferdenzi, serving as Vice President, General Counsel, and Corporate Secretary, will retire at the end of the year and resign from his current roles, effective November 13, 2024. He will remain as a Vice President until December 31, 2024. George P. McDonald, formerly the Deputy General Counsel, will succeed him in these positions from the same date. This transition is per the company's succession plan, and McDonald will report to Lynn M. Bamford, the CEO. A press release dated November 14, 2024, detailing these changes, has been provided as well.

List of proper names: - Curtiss-Wright Corporation - Paul J. Ferdenzi - George P. McDonald - Lynn M. Bamford - K. Christopher Farkas

Ideal Power Inc. reported its financial results for the quarter ended September 30, 2024, on November 14, 2024. Additionally, a conference call for investors to discuss these results is scheduled for 10:00 a.m. Eastern time on the same day. The call is accessible by phone and a webcast replay will also be available online.

  • Ideal Power Inc.
  • Timothy Burns (Chief Financial Officer)

Shattuck Labs, Inc. has announced its financial results for the quarter ended September 30, 2024. The press release detailing these results has been furnished as part of their public disclosures. This information, including the press release, is not to be considered filed under the Exchange Act or subject to its liabilities, nor is it to be incorporated by reference into any future filings, unless expressly referenced. The announcement was made on November 14, 2024, by the CEO, Dr. Taylor Schreiber.

Names mentioned: - Shattuck Labs, Inc. - Dr. Taylor Schreiber (Chief Executive Officer)

FrontView REIT, Inc. has released its financial results for the quarter ended September 30, 2024, and shared the results in a press release and a supplementary presentation. The materials, which provide details on the company's operations and financial condition, are available on FrontView REIT's website. The company asserts that the information provided shall not be considered legally filed or liable under certain sections of the Exchange Act, nor is it incorporated by any filing under the Securities Act of 1933 or the Exchange Act, unless explicitly specified in such filing.

Names: - FrontView REIT, Inc. - Timothy Dieffenbacher

Alumis Inc. has announced its financial results for the fiscal quarter ended September 30, 2024. The company issued a press release on November 13, 2024, with the details of these financial results. Alumis Inc. trades under the symbol "ALMS" on The Nasdaq Global Select Market and is classified as an emerging growth company.

Names mentioned: - Alumis Inc. - Martin Babler (President and Chief Executive Officer and Director)

Muncy Columbia Financial Corporation has issued a press release on November 13, 2024, announcing the declaration of a dividend. This information is detailed in the press release titled "Muncy Columbia Financial Corporation Declares Dividend" and is now publicly accessible as part of the corporation's official records.

  • Muncy Columbia Financial Corporation
  • Joseph K. O’Neill, Jr. (Executive Vice President and Chief Financial Officer)

Nordicus Partners Corporation has entered into a Stock Purchase and Sale Agreement with the shareholders of Orocidin A/S, a Danish company, acquiring 29,663 shares which represent 5.34% of Orocidin's outstanding capital stock. This transaction, completed on November 12, 2024, resulted in Orocidin becoming a wholly-owned subsidiary of Nordicus Partners Corporation. In exchange, Nordicus issued 200,000 restricted shares of its common stock to the sellers. These shares have not been registered under any securities law and are subjected to certain transfer restrictions.

Names Mentioned: - Nordicus Partners Corporation - Orocidin A/S - Henrik Rouf

CleanCore Solutions, Inc. has issued a press release about its financial results for the fiscal quarter that ended on September 30, 2024. This press release has been furnished as Exhibit 99.1 in their report. They have also provided an Exhibit 104, which contains an interactive data file.

Names mentioned: - CleanCore Solutions, Inc. - Clayton Adams

Innventure, Inc. has announced that on November 13, 2024, its majority-owned subsidiary Accelsius Holdings LLC released a press release providing certain updates about its operations. The press release has been included as an exhibit to the update. Innventure, Inc. is based in Orlando, Florida, and its common stock is traded on The Nasdaq Stock Market under the trading symbol INV. The company has identified itself as an emerging growth company.


Noticeable Names: - Innventure, Inc. - Accelsius Holdings LLC - The Nasdaq Stock Market, LLC - David Yablunosky (Chief Financial Officer of Innventure, Inc.)

Sound Point Meridian Capital, Inc. announced its financial results for the quarter ending September 30, 2024, as well as certain additional activities through November 12, 2024. They have also released a press release regarding this information, which they have included as an exhibit to their report.

  • Ticker Symbols: SPMC (Common Stock), SPMA (Series A Preferred Stock)
  • Exchange: New York Stock Exchange
  • Date of Report: November 13, 2024
  • Principal Executive Offices: 375 Park Avenue, 34th Floor, New York, New York 10152
  • Registrant Telephone: (212) 895-2293
  • Exhibit included: Press Release dated November 13, 2024
  • CEO: Ujjaval Desai

Nerdy Inc. has announced that it has received a notice indicating that it is not in compliance with the New York Stock Exchange's minimum share price requirement, as the stock's average closing price fell below $1.00 for 30 consecutive trading days. The company has informed the NYSE of its intention to rectify the situation within a six-month cure period. Options to address the issue, such as a reverse stock split, will be considered and may require shareholder approval at the next annual meeting. In the interim, Nerdy Inc.'s stock will remain listed on the NYSE, and the company's business operations, along with its financial stability—evidenced by $65.0 million in cash and no debt—are not anticipated to be affected.

  • Names: Nerdy Inc., New York Stock Exchange (NYSE)
  • Individual: Christopher C. Swenson
  • Title: Chief Legal Officer and Corporate Secretary

TWFG, Inc. has publicly announced its financial results for the third quarter ended September 30, 2024, with a press release issued on November 12, 2024. The results have been shared through various channels including SEC filings, press releases, and the company’s investor relations website. Additionally, the company has identified itself as an emerging growth company and its Class A Common stock is listed on The Nasdaq Stock Market under the symbol TWFG.

List of proper names: - TWFG, Inc. - The Nasdaq Stock Market LLC - Richard F. Bunch III (Chief Executive Officer)

American Clean Resources Group, Inc. (ACRG) informed shareholders of a delay in filing its 2023 financial reports due to the unexpected retirement and medical disability of a key individual at their financial advisory firm. ACRG has appointed Incado Partners, LLC as its new financial advisor and engaged Dickinson Wright, PLLC as its new SEC and corporate counsel. The company updated shareholders about the strategic reevaluation and future vision, which includes "The Greenway 2 Power™ Renewable Energy Industrial Park." A letter and a PowerPoint presentation on the industrial park were shared with shareholders, providing more details on the revised future outlook and the reasons for the reporting delay.

Names Mentioned: - American Clean Resources Group, Inc. (ACRG) - Incado Partners, LLC - Dickinson Wright, PLLC - "The Greenway 2 Power™ Renewable Energy Industrial Park"

BBX Capital, Inc. has released financial results for the three months ending September 30, 2024, on November 12, 2024. This information is furnished but not filed and therefore, is not subject to the liabilities of the Exchange Act, nor is it incorporated by any filing under the Securities Act. The company emphasizes that the information should not be viewed as an admission of materiality regarding the press release content.

List of Proper Names: - BBX Capital, Inc. - Brett Sheppard

MacKenzie Realty Capital, Inc. has announced that its common shares will be listed on the Nasdaq Capital Market with the ticker symbol MKZR starting Monday, November 11, 2024. The company received approval for this listing from The Nasdaq Stock Market LLC on November 6, 2024. They issued a press release on November 8, 2024, to announce this achievement. Forward-looking statements regarding the timing of dividend payments and other future events may not be accurate, and results could differ materially due to various risks.

  • MacKenzie Realty Capital, Inc.
  • Nasdaq Capital Market
  • MKZR
  • The Nasdaq Stock Market LLC
  • Robert Dixon

Anixa Biosciences, Inc. has announced in a press release that it, in collaboration with The Cleveland Clinic Foundation, presented updated positive data for a Phase 1 study of its breast cancer vaccine. The announcement followed a presentation by Dr. Emily Rhoades from the Cleveland Clinic. The company cautions that statements not based on historical facts, which may include expectations for future events and results, are forward-looking and subject to various risks and uncertainties.

Names and Organizations Mentioned:

  • Anixa Biosciences, Inc.
  • The Cleveland Clinic Foundation
  • Dr. Emily Rhoades
  • Michael J. Catelani (President, Chief Operating Officer and Chief Financial Officer at Anixa Biosciences, Inc.)

Southside Bancshares, Inc. announced that on November 8, 2024, its Board of Directors adopted an amendment to its Bylaws, effective immediately. The amendment introduces a new Section, which mandates that executive sessions of the Board, attended only by independent directors, be held at least annually. It also outlines the provision for appointing a lead independent director for a one-year term. If the Chairman is independent, they will assume the lead director's duties without the need for electing another lead director.

Names mentioned: - Southside Bancshares, Inc. - Julie N. Shamburger, CPA

New Providence Acquisition Corp. II, a Delaware-registered company based in Palm Beach, Florida, has announced that its securities will be delisted from The Nasdaq Stock Market LLC. This decision comes after a Nasdaq notice informed the company that it did not meet the requirement to complete a business combination within 36 months of its initial public offering, as stipulated in the Nasdaq Listing Rule IM-5101-2. Consequently, trading of the company's Class A common stock, warrants, and units will be suspended from November 11, 2024, with the company's securities being removed from Nasdaq. Additionally, the company's stockholders approved an amendment proposal during a special meeting held on November 1, 2024, allowing the company to extend the deadline to complete an initial business combination from November 9, 2024, to November 9, 2025.

Names mentioned: - New Providence Acquisition Corp. II - Gary P. Smith (Chief Executive Officer and Director)

Green Dot Corporation has announced its financial results for the quarter ended September 30, 2024, along with certain other financial information. The details can be found in a press release attached as Exhibit 99.01 to their public announcement.

Proper Names Mentioned: - Green Dot Corporation - Jess Unruh (Chief Financial Officer)

Issuer Direct Corporation released their quarterly financial results on November 7, 2024. This information was shared in a press release which is provided as Exhibit 99.1. The details of the financial results are not specified in this summary.

List of names mentioned: - Issuer Direct Corporation - Brian R. Balbirnie (Chief Executive Officer)

CEVA, Inc. announced its financial results for the quarter ended September 30, 2024, releasing this information in a press release dated November 7, 2024. The same day, the company also held a conference call to discuss the third-quarter financial results. CEVA provided both GAAP and non-GAAP financial measures, with non-GAAP figures excluding certain expenses like equity-based compensation, amortization of acquired intangibles, costs associated with business acquisitions, and income effects from remeasurement of marketable equity securities. The company also reported an expansion of its share repurchase program on November 7, 2024. CEVA believes these non-GAAP measures offer a more meaningful analysis of the core operating results.

Names mentioned: - CEVA, Inc. - Yaniv Arieli (Chief Financial Officer)

Outbrain Inc. has released its quarterly financial results for the period ending September 30, 2024. The details were made public through a press release issued on November 7, 2024. The company has provided a reconciliation of non-GAAP financial measures to standard GAAP measures within the press release. It is noted that the information furnished regarding financial results is not subject to liabilities under certain SEC regulations, nor is it included in any filings except where explicitly referenced.

  • Company: Outbrain Inc.
  • Chief Executive Officer: David Kostman
  • Address: 111 West 19th Street, New York, NY 10011
  • Phone: (646) 867-0149
  • Trading Symbol: OB
  • Exchange: The Nasdaq Stock Market LLC

Xenia Hotels & Resorts, Inc. has issued a press release on November 6, 2024, announcing its financial results for the quarter and the first nine months of the year, ending September 30, 2024. The details of the press release have been included as an attachment to their report. It is also noted that this information is not to be taken as "filed" under the Exchange Act and is not subject to the liabilities of that section.

Proper Names Mentioned: - Xenia Hotels & Resorts, Inc. - Atish Shah

Amplify Energy Corp. has issued a press release detailing its financial and operational results for the quarter ending September 30, 2024. Additionally, the company has posted an investor presentation on its website. They mention forward-looking statements, which involve risks and uncertainties that might cause actual results to differ from those anticipated due to various factors, including the impact of market volatility and geopolitical events. They also refer to risks related to oil pipeline operations off the coast of Southern California and challenges related to strategic alternatives, debt, capital expenditures, and regulations.

Named Individuals and Entities: - Amplify Energy Corp. - Martyn Willsher, President and Chief Executive Officer

New Mountain Guardian III BDC, L.L.C. has amended its Limited Liability Company Agreement, effective November 5, 2024. Additionally, the company has completed a solicitation of consents from its unitholders on October 31, 2024, for two proposals. The first allows the company to extend its investment period and to enter into financing for additional investments. The second proposal approved the Merger Agreement and related transactions. Both proposals received majority consent from the unitholders with 54% in favor, 6% objecting, and 40% abstaining or not voting. The closing of the merger is contingent upon meeting various conditions.

Proper Names: - New Mountain Guardian III BDC, L.L.C. - New Mountain Private Credit Fund (NEWCRED) - Joseph W. Hartswell

Marky Corp., based in Wyoming with principal executive offices in Guanajuato, Mexico, has made changes to its accounting firm. Effective November 1, 2024, the company dismissed Olayinka Oyebola & Co as its independent registered public accounting firm. The dismissal followed a decision by Marky Corp.'s Audit Committee and there were no adverse opinions or disagreements on financial statements as of January 31, 2024. Concurrently, the Audit Committee appointed Boladale Lawal & Co. to conduct audits starting from the quarter ended October 31, 2024, and as the statutory auditor thereafter.

Names mentioned: - Marky Corp. - Olayinka Oyebola & Co. - Boladale Lawal & Co. - Kos Ramirez Maximiliano

Lifeway Foods, Inc. has announced the adoption of a shareholder rights agreement, effective November 4, 2024, in the light of an unsolicited proposal from Danone North America PBC to acquire the outstanding shares of common stock that Danone does not already own for $25.00 per share. The company's board of directors aims to prevent Danone from controlling the company through open market acquisitions or other methods without offering a control premium to all shareholders or giving the board enough time to make decisions for the benefit of all stakeholders. Under this rights agreement, dividends of rights were declared, allowing shareholders to buy a fraction of a share of Preferred Stock at $130.00 per Right, subject to adjustment.

List of Names mentioned in the text: - Lifeway Foods, Inc. - Danone North America PBC - Computershare Trust Company, N.A. (as rights agent) - Julie Smolyansky (Chief Executive Officer and Secretary of Lifeway Foods, Inc.)

Accel Entertainment, Inc. has announced the successful acquisition of 85% ownership interest in Toucan Gaming, LLC and LSM Gaming, LLC, two Louisiana-based gaming operators. This transaction includes ownership of multiple licensed video poker establishments. The press release detailing the closure of this acquisition was issued on November 5, 2024.

Names for clarity: - Accel Entertainment, Inc. - Toucan Gaming, LLC - LSM Gaming, LLC - Mathew Ellis (Chief Financial Officer of Accel Entertainment, Inc.)

Targa Resources Corp. announced their financial results for the three months ending on September 30, 2024. They plan to discuss these results in a conference call scheduled for November 5, 2024, at 11:00 a.m. Eastern time. This call will also be webcast live, with a replay available on the company's website. In their financial disclosure, Targa mentioned several non-GAAP financial measures, including adjusted EBITDA and adjusted free cash flow, and subsequently provided reconciliations to their GAAP equivalents. Targa uses press releases, its website, and other methods for public communication to meet regulatory disclosure obligations and recommends monitoring these channels for significant updates.

Names mentioned: - Targa Resources Corp. - Jennifer R. Kneale (President – Finance and Administration, Principal Financial Officer)

NetPay International, Inc. has announced the appointment of Igal Shustari as the new CEO, Chairman, and director, as well as Shlomo Metzger as the secretary and director, each to remain in their positions until their successors are elected or in the case of earlier resignation or removal. Shustari, with over 25 years in the technology sector, is known for his expertise in online security and payment methods, and for inventing the SmartChip while being the CEO of TVG Technologies. Metzger is a lawyer and business professional holding board positions at Min Hagoren Development Ltd and E.S. Australia Israel Holdings Ltd, and is also connected to BioLight Life Sciences Ltd.

  • NetPay International, Inc.
  • Igal Shustari
  • Shlomo Metzger
  • TVG Technologies
  • Min Hagoren Development Ltd
  • E.S. Australia Israel Holdings Ltd
  • BioLight Life Sciences Ltd